Registration報到

Opening Remarks (指導及主辦單位致詞)

CFTC Overview
(綜觀美國商品期貨交易委員會之使命與責任)
●Organizational Structure
●Pre-Dodd-Frank: A Brief History of Derivatives Regulation and the CFTC
●The Expanding Role of the CFTC
  oImpact of Dodd-Frank
  oCFTC Project KISS
  oRegulation 2.0
●Q&A

專題研討(I)：
Innovations in the Examination and Oversight of Intermediaries
(中介機構監理新思維)
●Contemporary Examination Approaches
●Market Oversight Best Practices
●Q&A

Lunch Time (中午提供餐盒用餐)

專題研討(II)：
Risk Management Practices in the Futures Market
(期貨市場之風險管理實務)
●The Clearing house Default Management
  oCommunication
  oDefault Management Committees
  oFire Drills
  oAuction Process
●Q&A

Tea Break (休息時間)

專題研討(III)：
Stay Abreast of Market Evolution and Technological Change
(同步掌握市場變化與技術創新之脈動)
●Involving financial technology in CFTC regulated markets.
●Data standardization and analytics (Blockchain/DLT, algorithmic trading, cybersecurity, and RegTech.)
●Q&A

課程結束與問卷回收