活動議程
Overview of the Training Program
AGENDA
Monday 12 October | |
Time |
Themes |
08:30-09:00 |
Registration Venue: 9F Conference room, Taiwan Stock Exchange
|
09:00-09:15 |
Welcoming Remarks, Program Structure, and Objectives Speaker: |
09:15-10:45 |
Liquidity and the Global Markets Speaker: |
10:45-11:00 |
Tea Break |
11:00-12:30 |
Developing and Managing an Effective Compliance Program Speaker: |
12:30-14:00 |
Lunch Break |
14:00-15:00 | Introduction to SEC Enforcement, Best Practices, and Procedures Speaker: |
15:00-16:00 | Recognizing and Mitigating Conflicts of Interest in Market Participants Speaker: |
16:00-16:45 | Considerations in Market Structure Speaker: |
16:45-17:15 | Q&A |