時間 |
主題 |
主講人 |
9:00-9:30 |
Registration報到 |
9:30-9:40 |
Opening Remarks (指導及主辦單位致詞) |
主管機關代表 |
9:40-11:10 |
CFTC Overview
(綜觀美國商品期貨交易委員會之使命與責任)
●Organizational Structure
●Pre-Dodd-Frank: A Brief History of Derivatives Regulation and the CFTC
●The Expanding Role of the CFTC
oImpact of Dodd-Frank
oCFTC Project KISS
oRegulation 2.0
●Q&A
| CFTC講師 |
11:10-11:30 |
Refreshment Break (休息時間) |
11:30-12:40
|
專題研討(I): Innovations in the Examination and Oversight of Intermediaries
(中介機構監理新思維)
●Contemporary Examination Approaches
●Market Oversight Best Practices
●Q&A
| CFTC講師 |
12:40-14:10
| Lunch Time (中午提供餐盒用餐)
|
14:10-15:50
|
專題研討(II): Risk Management Practices in the Futures Market
(期貨市場之風險管理實務)
●The Clearing house Default Management
oCommunication
oDefault Management Committees
oFire Drills
oAuction Process
●Q&A
| CFTC講師 |
15:50-16:10
| Tea Break (休息時間)
|
16:10-17:30
|
專題研討(III): Stay Abreast of Market Evolution and Technological Change
(同步掌握市場變化與技術創新之脈動)
●Involving financial technology in CFTC regulated markets.
●Data standardization and analytics (Blockchain/DLT, algorithmic trading, cybersecurity, and RegTech.)
●Q&A
| CFTC講師 |
17:30 |
課程結束與問卷回收 |
*本活動議程主題與主講人將配合CFTC建議保留調整之彈性。